Financial Securities

At Kubicki Draper, our clients benefit from our extensive experience in conducting complex litigation as well as our thorough knowledge of securities law.  We have an established  track record of excellence in resolving securities-related disputes in our representation of companies, directors, officers, underwriters, issuers, broker/ dealers, investment advisors and bankers, accountants, attorneys and other capital markets professionals.

We are uniquely positioned to represent clients ranging from regional brokerage firms to Wall Street Giants, and have done so before the state and federal courts, the NASD, the NYSE, the American Arbitration Association and the SEC in lawsuits involving:

· Bad faith and conflicts of interest
· Breach of fiduciary duty
· Civil conspiracy
· Civil theft and conversion
· D & O personal liability
· Embezzlement by corporate officers
· False advertising
· Negligent misrepresentations
· Raiding
· RICO violations
· Securities fraud
· Shareholder litigation
· Theft of trade secrets
· Unfair competition

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